Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (14)SMF27 Partner (9 Dec 2019 to 12 Jul 2023)
- (16)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Jun 2023)
- (13)Responsibility for MCD Intermediation (21 Mar 2016 to 12 Jul 2023)
- (15)CF4 Partner (2 Jan 2009 to 8 Dec 2019)
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- (2)Employed By (1 Dec 2001 to 30 Dec 2008)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (13)Responsibility for MCD Intermediation at Financial Management
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controlled function added: (14)SMF27 Partner at Financial Management
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controlled function added: (15)CF4 Partner at Financial Management
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controlled function added: (16)[FCA CF] Functions requiring qualifications at Financial Management