Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Financial Management (no longer approved here)

    FRN 490571

    • (14)SMF27 Partner (9 Dec 2019 to 12 Jul 2023)
    • (16)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Jun 2023)
    • (13)Responsibility for MCD Intermediation (21 Mar 2016 to 12 Jul 2023)
    • (15)CF4 Partner (2 Jan 2009 to 8 Dec 2019)
  • Financial Management (no longer approved here)

    FRN 200125

    • (2)Employed By (1 Dec 2001 to 30 Dec 2008)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (13)Responsibility for MCD Intermediation at Financial Management

  2. controlled function added: (14)SMF27 Partner at Financial Management

  3. controlled function added: (15)CF4 Partner at Financial Management

  4. controlled function added: (16)[FCA CF] Functions requiring qualifications at Financial Management