Stephen Davies

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • [PRA CF] Significant risk taker or Material risk taker (1 Jun 2019 to 28 Jun 2019)
    • SMF19 Head of Overseas Branch/Head of Overseas (7 Mar 2016 to 1 Jun 2019)
    • CF1 Director (21 Mar 2013 to 6 Mar 2016)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 28 Jun 2019)
    • CF28 Systems and controls (1 Nov 2007 to 12 Feb 2009)
    • CF29 Significant management (1 Nov 2007 to 12 Feb 2009)
    • CF19 Significant Mgt (Financial Resources) (13 Sep 2004 to 31 Oct 2007)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 24 Feb 2012)
  • Goldman Sachs Asset Management International (no longer approved here)

    FRN 147212

    • CF28 Systems and controls (1 Nov 2007 to 12 Feb 2009)
    • CF29 Significant management (1 Nov 2007 to 12 Feb 2009)
    • CF19 Significant Mgt (Financial Resources) (13 Sep 2004 to 31 Oct 2007)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
  • Rothesay Life Plc (no longer approved here)

    FRN 466067

    • CF28 Systems and controls (1 Nov 2007 to 12 Feb 2009)
    • CF1 Director (12 Jul 2007 to 12 Feb 2009)
    • CF13 Finance (12 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.