Stephen Davies

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Steve Davies Independent Mortgage Services Ltd

    FRN 942541

    • (1)21. Advising or arranging (bringing about) equity release transactions
    • (2)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (5)SMF16 Compliance Oversight (since 22 Nov 2021)
    • (6)SMF3 Executive Director (since 22 Nov 2021)
    • (3)Responsibility for MCD Intermediation (since 22 Nov 2021)
    • (4)Responsible for Insurance Distribution (since 22 Nov 2021)
    • (7)[FCA CF] Functions requiring qualifications (since 19 Nov 2021)
  • TenetLime Limited (no longer approved here)

    FRN 311266

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Nov 2021)
    • CF1 Director (AR) (14 Jun 2018 to 11 Nov 2021)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: [FCA CF] Functions requiring qualifications at Steve Davies Independent Mortgage Services Ltd

  2. controlled function removed: 21. Advising or arranging (bringing about) equity release transactions at Steve Davies Independent Mortgage Services Ltd

  3. controlled function removed: 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose at Steve Davies Independent Mortgage Services Ltd

  4. controlled function removed: Responsibility for MCD Intermediation at Steve Davies Independent Mortgage Services Ltd

  5. controlled function removed: Responsible for Insurance Distribution at Steve Davies Independent Mortgage Services Ltd

  6. controlled function removed: SMF16 Compliance Oversight at Steve Davies Independent Mortgage Services Ltd

  7. controlled function removed: SMF3 Executive Director at Steve Davies Independent Mortgage Services Ltd

  8. controlled function added: (1)21. Advising or arranging (bringing about) equity release transactions at Steve Davies Independent Mortgage Services Ltd

  9. controlled function added: (2)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose at Steve Davies Independent Mortgage Services Ltd

  10. controlled function added: (3)Responsibility for MCD Intermediation at Steve Davies Independent Mortgage Services Ltd

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