Stephen David Springate

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Openwork Limited

    FRN 408285

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF4 Partner (AR) (since 27 Jan 2009)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • Leam Financial Services

    FRN 191201

    • (2)Employed By (since 6 Jan 2004)
  • Parkway Consulting (no longer approved here)

    FRN 193379

    • (6)Employed By (1 Apr 2000 to 6 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (6)Employed By at Parkway Consulting

  2. controlled function removed: Employed By at Leam Financial Services

  3. controlled function added: (2)Employed By at Leam Financial Services