Stephen David Hall

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

John Stephen Associates Independent Financial Advisers Ltd (no longer approved here)
FRN 206998
- (11)Employed By (23 Apr 2004 to 30 Dec 2005)
FMG Wealth Management Limited (no longer approved here)
FRN 229873
- (8)Employed By (17 Dec 2003 to 15 Mar 2006)
J S A IFA North Ltd (3213) (no longer approved here)
FRN 207690
- (3)Employed By (1 Dec 2001 to 22 Apr 2004)
Thinc Independent Solutions (no longer approved here)
FRN 177003
- Employed By (19 Nov 1999 to 25 Mar 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.