Stephen David Farrell

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Advance Mortgage Funding Limited (no longer approved here)
FRN 305008
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 22 Oct 2022)
- CF4 Partner (AR) (5 Jun 2008 to 22 Oct 2022)
Reeds Rains Limited (no longer approved here)
FRN 160170
- (99)Employed By (7 Feb 2002 to 1 Apr 2003)
Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)
FRN 117672
- CF21 Investment Adviser (1 Dec 2001 to 28 Dec 2001)
Royal London Savings Limited (no longer approved here)
FRN 191237
- CF21 Investment Adviser (1 Dec 2001 to 28 Dec 2001)

Updates to this individual's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.