Stephen David Bryson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 2 Dec 2022)
    • [FCA CF] Functions requiring qualifications (since 2 Dec 2022)
  • FINANCIAL OPTIONS (SELBY) LIMITED

    FRN 711304

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 31 Aug 2016)
    • [FCA CF] Functions requiring qualifications (1 Mar 2021 to 3 Jun 2024)
    • [FCA CF] Client dealing (1 Mar 2021 to 4 Jun 2024)
    • CF30 Customer (2 Nov 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Nov 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Nov 2015 to 8 Dec 2019)
    • CF1 Director (2 Nov 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 Nov 2015 to 30 Sep 2018)

Recent activity

Updates to this individual's record on the FCA register.

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