Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 11. Pension transfer specialist
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 4 Dec 2023)
    • [FCA CF] Functions requiring qualifications (since 4 Dec 2023)
    • [FCA CF] Manager of certification employee (4 Dec 2023 to 1 Mar 2026)
  • Redworth Caledonian Associates (no longer approved here)

    FRN 185246

    • (11)Employed By (6 Feb 2001 to 21 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.