Stephen Coltman

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Danix LLP

    FRN 520737

    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (13 Sep 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (13 Sep 2010 to 8 Dec 2019)
    • CF28 Systems and controls (13 Sep 2010 to 8 Dec 2019)
  • Mirabella Financial Services LLP (no longer approved here)

    FRN 415559

    • CF10 Compliance Oversight (23 Oct 2008 to 29 Dec 2009)
    • CF28 Systems and controls (23 Oct 2008 to 29 Dec 2009)
    • CF4 Partner (27 Aug 2008 to 29 Dec 2009)

Recent activity

Updates to this individual's record on the FCA register.

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