Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • SMF18 Other Overall Responsibility (28 Jun 2016 to 30 Dec 2016)
    • CF1 Director (11 Oct 2012 to 4 Jan 2016)
    • CF29 Significant management (1 Nov 2007 to 12 Oct 2012)
    • CF20 Significant Mgt (Settlements) (15 Jan 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.