Stephen Colin Moss

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Managing a material risk taker (16 Sep 2021 to 17 Feb 2025)
    • SMF7 Group Entity Senior Manager (1 Mar 2020 to 23 Feb 2021)
    • [FCA CF] Significant management (18 Nov 2019 to 1 Mar 2020)
    • [PRA CF] Significant risk taker or Material risk taker (30 Jan 2017 to 1 Mar 2020)
    • [FCA CF] Manager of certification employee (30 Jan 2017 to 1 Mar 2020)
    • CF21 Investment Adviser (30 Nov 2002 to 27 Dec 2002)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Managing a material risk taker (16 Sep 2021 to 17 Feb 2025)
    • [FCA CF] Manager of certification employee (15 Apr 2021 to 5 Nov 2021)
    • [FCA CF] Significant management (15 Apr 2021 to 11 Jan 2022)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2018 to 1 Mar 2020)

Recent activity

Updates to this individual's record on the FCA register.

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