Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • [FCA CF] Client dealing (since 23 Aug 2022)
    • [FCA CF] Functions requiring qualifications (since 23 Aug 2022)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (2 Oct 2009 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.