Stephen Christopher Holmes

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 Oct 2022)
    • CF1 Director (AR) (16 Sep 2014 to 27 Oct 2022)
    • CF30 Customer (16 Sep 2014 to 27 Oct 2022)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF1 Director (AR) (20 Feb 2014 to 27 Sep 2014)
    • CF30 Customer (6 Aug 2012 to 27 Sep 2014)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (24 Jun 2008 to 2 Sep 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.