Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (25 Feb 2021 to 15 Jun 2021)
- CF30 Customer (22 Feb 2021 to 15 Jun 2021)
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- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 31 Oct 2020)
- CF30 Customer (19 Mar 2008 to 21 Aug 2013)
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- CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.