Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Client dealing (since 7 Dec 2022)
    • [FCA CF] Functions requiring qualifications (since 16 May 2022)
    • Responsibility for MCD Intermediation (since 4 Mar 2022)
    • SMF3 Executive Director (since 4 Mar 2022)
  • Stonebridge Mortgage Solutions Ltd (no longer approved here)

    FRN 454811

    • Appointed representative dealing with clients for which they require qualification (11 Mar 2021 to 16 May 2022)
    • CF1 Director (AR) (10 Jan 2019 to 16 May 2022)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (31 Oct 2004 to 4 Jan 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.