Stephen Charlton

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Enterprise Investment Partners LLP

    FRN 604439

    • CF1 Director (AR) (since 28 Oct 2025)
    • CF30 Customer (since 28 Oct 2025)
  • Host Capital Private Markets Limited

    FRN 1044705

    • (3)Employed By (since 28 Oct 2025)
  • PEAC (UK) Limited (no longer approved here)

    FRN 668041

    • SMF29 Limited scope function (limited scope SMCR firms only) (9 Dec 2019 to 31 May 2022)
    • CF8 Apportionment and Oversight (15 Dec 2016 to 22 May 2017)
  • Fortress Investment Group (UK) Ltd (no longer approved here)

    FRN 434611

    • CF11 Money Laundering Reporting (22 Nov 2005 to 20 Apr 2009)
    • CF1 Director (22 Nov 2005 to 13 Jun 2014)
    • CF10 Compliance Oversight (22 Nov 2005 to 20 Apr 2009)
  • Gordian Knot Limited (no longer approved here)

    FRN 170759

    • CF13 Finance (1 Dec 2001 to 2 Jul 2004)
    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 2 Jul 2004)
    • CF15 Internal Audit (1 Dec 2001 to 2 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.