Stephen Charles Wontner

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • CF30 Customer (19 Apr 2011 to 11 Jan 2013)
  • TD Execution Services Limited (no longer approved here)

    FRN 472780

    • CF26 Customer Trading
    • CF30 Customer (22 Jan 2008 to 11 Mar 2011)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF22 Investment Adviser (Trainee) (3 Mar 2004 to 3 Dec 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 3 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

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