Stephen Charles Walker

• Charlwood IFA Limited (no longer approved here)

  FRN 226338

  • [FCA CF] Functions requiring qualifications (5 Sep 2022 to 24 Jan 2023)
  • [FCA CF] Client dealing (5 Sep 2022 to 24 Jan 2023)
• Walker Wealth Management Limited (no longer approved here)

  FRN 624789

  • (5)Employed By (11 Aug 2021 to 31 Aug 2022)
• St. James's Place Wealth Management Plc (no longer approved here)

  FRN 195351

  • Appointed representative dealing with clients for which they require qualification (7 Sep 2020 to 31 Aug 2022)
  • CF30 Customer (26 Jun 2020 to 31 Aug 2022)
• Peter Harding Practice Ltd (no longer approved here)

  FRN 402110

  • (21)Employed By (26 Jun 2020 to 31 Aug 2022)
• Sanlam Investments UK Limited (no longer approved here)

  FRN 459237

  • CF30 Customer (1 Oct 2010 to 15 Apr 2019)
• Morgan Stanley Investment Management Limited (no longer approved here)

  FRN 121920

  • CF30 Customer (12 Sep 2008 to 23 Feb 2009)
• UBS Asset Management (UK) Ltd (no longer approved here)

  FRN 119319

  • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
  • CF27 Investment Management (19 Dec 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (19 Dec 2006 to 31 Oct 2007)

No changes recorded yet.