Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Apr 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 21 Apr 2023)
- SMF3 Executive Director (9 Dec 2019 to 4 Apr 2023)
- Responsible for Insurance Distribution (1 Oct 2018 to 4 Apr 2023)
- Responsibility for MCD Intermediation (16 May 2016 to 4 Apr 2023)
- CF30 Customer (11 Dec 2015 to 8 Dec 2019)
- Responsible for Insurance Mediation (11 Dec 2015 to 30 Sep 2018)
- CF1 Director (11 Dec 2015 to 8 Dec 2019)
-
- (5)Employed By (17 Mar 2005 to 11 Jan 2006)
-
- CF22 Investment Adviser (Trainee) (3 Dec 2004 to 10 Mar 2005)
- CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.