Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RiverStone Management Limited
FRN 776316
- SMF3 Executive Director (since 9 Dec 2019)
- [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 26 Nov 2025)
- [FCA CF] Material risk taker (9 Dec 2019 to 26 Nov 2025)
- CF1 Director (1 Sep 2017 to 8 Dec 2019)
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RiverStone Insurance (UK) Limited
FRN 202823
- [PRA CF] Key function holder (since 10 Dec 2018)
- [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 26 Nov 2025)
- [FCA CF] Material risk taker (10 Dec 2018 to 26 Nov 2025)
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- [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 26 Nov 2025)
- [PRA CF] Key function holder (10 Dec 2018 to 26 Nov 2025)
- [FCA CF] Material risk taker (10 Dec 2018 to 26 Nov 2025)
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- CF29 Significant management (1 Nov 2007 to 12 Oct 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.