Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 26 Nov 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 26 Nov 2025)
    • CF1 Director (1 Sep 2017 to 8 Dec 2019)
    • [PRA CF] Key function holder (since 10 Dec 2018)
    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 26 Nov 2025)
    • [FCA CF] Material risk taker (10 Dec 2018 to 26 Nov 2025)
  • RiverStone Managing Agency Limited (no longer approved here)

    FRN 204964

    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 26 Nov 2025)
    • [PRA CF] Key function holder (10 Dec 2018 to 26 Nov 2025)
    • [FCA CF] Material risk taker (10 Dec 2018 to 26 Nov 2025)
  • Brit Syndicates Limited (no longer approved here)

    FRN 204930

    • CF29 Significant management (1 Nov 2007 to 12 Oct 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.