Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SIMF1 Chief Executive Function (7 Mar 2016 to 5 Sep 2017)
- CF3 Chief Executive (22 Nov 2010 to 6 Mar 2016)
- CF8 Apportionment and Oversight (22 Nov 2010 to 6 Mar 2016)
- CF29 Significant management (1 Nov 2007 to 5 Sep 2017)
- CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
- CF15 Internal Audit (26 May 2005 to 24 Jul 2006)
- CF19 Significant Mgt (Financial Resources) (26 May 2005 to 31 Oct 2007)
- CF1 Director (26 May 2005 to 5 Sep 2017)
- Responsible for Insurance Mediation (26 May 2005 to 5 Sep 2017)
- CF20 Significant Mgt (Settlements) (26 May 2005 to 31 Oct 2007)
- CF10 Compliance Oversight (26 May 2005 to 23 Sep 2010)
- CF11 Money Laundering Reporting (26 May 2005 to 23 Sep 2010)
- CF13 Finance (26 May 2005 to 31 Oct 2007)
- CF14 Risk Assessment (26 May 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.