Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tradex Insurance Company PLC (no longer approved here)

    FRN 202917

    • SIMF1 Chief Executive Function (7 Mar 2016 to 5 Sep 2017)
    • CF3 Chief Executive (22 Nov 2010 to 6 Mar 2016)
    • CF8 Apportionment and Oversight (22 Nov 2010 to 6 Mar 2016)
    • CF29 Significant management (1 Nov 2007 to 5 Sep 2017)
    • CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
    • CF15 Internal Audit (26 May 2005 to 24 Jul 2006)
    • CF19 Significant Mgt (Financial Resources) (26 May 2005 to 31 Oct 2007)
    • CF1 Director (26 May 2005 to 5 Sep 2017)
    • Responsible for Insurance Mediation (26 May 2005 to 5 Sep 2017)
    • CF20 Significant Mgt (Settlements) (26 May 2005 to 31 Oct 2007)
    • CF10 Compliance Oversight (26 May 2005 to 23 Sep 2010)
    • CF11 Money Laundering Reporting (26 May 2005 to 23 Sep 2010)
    • CF13 Finance (26 May 2005 to 31 Oct 2007)
    • CF14 Risk Assessment (26 May 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.