Stephen Charles Duckworth

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • CF1 Director (6 Nov 2018 to 31 Dec 2018)
    • CF30 Customer (6 Nov 2018 to 31 Dec 2018)
    • CF8 Apportionment and Oversight (26 Nov 2004 to 31 Oct 2007)
    • CF3 Chief Executive (26 Nov 2004 to 17 Dec 2008)
    • CF21 Investment Adviser (17 Mar 2003 to 31 Oct 2007)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF1 Director (6 Nov 2018 to 31 Dec 2018)
    • CF30 Customer (6 Nov 2018 to 31 Dec 2018)
    • CF3 Chief Executive (26 Nov 2004 to 17 Dec 2008)
    • CF8 Apportionment and Oversight (22 Oct 2002 to 19 Feb 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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