Stephen Carmichael

Last updated
1 month ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Parkview Finance Limited

    FRN 303175

    • (7)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • (6)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (10)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Apr 2026)
    • (4)SMF3 Executive Director (9 Dec 2019 to 9 Apr 2026)
    • (8)[FCA CF] Client dealing (9 Dec 2019 to 9 Apr 2026)
    • (3)Responsible for Insurance Distribution (1 Oct 2018 to 9 Apr 2026)
    • (1)Responsibility for MCD Intermediation (21 Mar 2016 to 9 Apr 2026)
    • (2)Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • (9)CF1 Director (31 Oct 2004 to 8 Dec 2019)
    • (5)CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
  • Parkview Finance Ltd (no longer approved here)

    FRN 197020

    • (1)Employed By (1 Dec 2001 to 28 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Responsibility for MCD Intermediation at Parkview Finance Limited

  2. controlled function removed: Responsible for Insurance Distribution at Parkview Finance Limited

  3. controlled function removed: SMF3 Executive Director at Parkview Finance Limited

  4. controlled function removed: [FCA CF] Client dealing at Parkview Finance Limited

  5. controlled function removed: [FCA CF] Functions requiring qualifications at Parkview Finance Limited

  6. controlled function removed: 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose at Parkview Finance Limited

  7. controlled function removed: 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies at Parkview Finance Limited

  8. controlled function added: (1)Responsibility for MCD Intermediation at Parkview Finance Limited

  9. controlled function added: (2)Responsible for Insurance Mediation at Parkview Finance Limited

  10. controlled function added: (3)Responsible for Insurance Distribution at Parkview Finance Limited

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