Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Santander UK Plc (no longer approved here)

    FRN 106054

    • SMF24 Chief Operations (21 Nov 2022 to 9 Oct 2025)
    • [FCA CF] Material risk taker (12 Sep 2022 to 21 Nov 2022)
    • [FCA CF] Significant management (12 Sep 2022 to 21 Nov 2022)
    • [PRA CF] Managing a material risk taker (12 Sep 2022 to 21 Nov 2022)
    • [PRA CF] Significant risk taker or Material risk taker (12 Sep 2022 to 21 Nov 2022)
    • [FCA CF] Manager of certification employee (12 Sep 2022 to 21 Nov 2022)
  • Cater Allen Limited (no longer approved here)

    FRN 178737

    • SMF24 Chief Operations (21 Nov 2022 to 9 Oct 2025)
    • [FCA CF] Significant management (12 Sep 2022 to 21 Nov 2022)
  • Norwich and Peterborough (LBS) Limited (no longer approved here)

    FRN 454265

    • [FCA CF] Material risk taker (21 Jun 2021 to 12 Sep 2022)
    • [FCA CF] Manager of certification employee (21 Jun 2021 to 12 Sep 2022)
  • Accord Mortgages Limited (no longer approved here)

    FRN 305936

    • [FCA CF] Material risk taker (1 May 2020 to 12 Sep 2022)
    • [FCA CF] Manager of certification employee (1 May 2020 to 12 Sep 2022)
    • SMF9 Chair of the Governing Body (6 Mar 2020 to 16 Jun 2022)
    • SMF24 Chief Operations (9 Dec 2019 to 16 Jun 2022)
    • SMF3 Executive Director (9 Dec 2019 to 16 Jun 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 16 Jun 2022)
    • CF1 Director (17 May 2017 to 8 Dec 2019)
    • Responsibility for MCD Intermediation (17 May 2017 to 16 Jun 2022)
    • Responsible for Insurance Mediation (17 May 2017 to 30 Sep 2018)
  • Yorkshire Building Society (no longer approved here)

    FRN 106085

    • SMF24 Chief Operations (26 Jan 2018 to 16 Jun 2022)
    • [FCA CF] Manager of certification employee (3 May 2016 to 12 Sep 2022)
    • [PRA CF] Managing a material risk taker (3 May 2016 to 12 Sep 2022)
    • [PRA CF] Significant risk taker or Material risk taker (3 May 2016 to 12 Sep 2022)
    • [FCA CF] Material risk taker (3 May 2016 to 12 Sep 2022)
    • SMF3 Executive Director (7 Mar 2016 to 16 Jun 2022)
    • CF1 Director (24 Feb 2016 to 6 Mar 2016)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (1 Nov 2007 to 26 Jun 2009)
    • CF26 Customer Trading (6 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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