Stephen Brian Banks

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • Responsible for Insurance Mediation (4 Mar 2008 to 31 Mar 2010)
    • CF1 Director (4 Mar 2008 to 31 Mar 2010)
    • CF10 Compliance Oversight (4 Mar 2008 to 31 Mar 2010)
    • CF11 Money Laundering Reporting (4 Mar 2008 to 31 Mar 2010)
    • CF30 Customer (4 Mar 2008 to 25 Oct 2010)
    • CF8 Apportionment and Oversight (4 Mar 2008 to 31 Mar 2009)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 31 Jul 2009)
    • CF21 Investment Adviser (10 Mar 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (3 Oct 2003 to 10 Mar 2004)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF21 Investment Adviser (3 Sep 2002 to 30 Nov 2004)
  • Sleight Financial Management Ltd (no longer approved here)

    FRN 207595

    • (1)Employed By (3 Sep 2002 to 30 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.