Stephen Brent Marshall

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

PSP WEALTH MANAGEMENT LIMITED (no longer approved here)
FRN 581393
- CF1 Director (26 Jul 2012 to 9 Mar 2016)
- CF30 Customer (26 Jul 2012 to 9 Mar 2016)
Personal Touch Financial Services Limited (no longer approved here)
FRN 187834
- CF1 Director (AR) (5 Dec 2008 to 26 Jul 2012)
- CF2 Non Executive Director (AR) (4 Sep 2008 to 5 Dec 2008)
Simply Mortgages (GB) Ltd (no longer approved here)
FRN 401105
- (2)Employed By (7 Oct 2004 to 24 Feb 2009)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF21 Investment Adviser (16 Jul 2004 to 29 Nov 2006)
- CF1 Director (AR) (16 Jul 2004 to 29 Nov 2006)
- CF22 Investment Adviser (Trainee) (22 Jan 2004 to 16 Jul 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.