Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (25 Jul 2022 to 28 May 2024)
- [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 19 Jul 2022)
- [FCA CF] Material risk taker (18 Dec 2020 to 19 Jul 2022)
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- [FCA CF] Material risk taker (18 Dec 2020 to 9 Sep 2021)
- [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 2 Nov 2022)
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- [FCA CF] Manager of certification employee (14 Sep 2017 to 26 Mar 2021)
- [FCA CF] Material risk taker (7 Mar 2016 to 2 Nov 2022)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 2 Nov 2022)
- [FCA CF] Client dealing (7 Mar 2016 to 4 Aug 2025)
- CF30 Customer (25 Apr 2008 to 6 Mar 2016)
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- CF27 Investment Management (9 Dec 2002 to 6 Jun 2007)
- CF21 Investment Adviser (1 Dec 2001 to 6 Jun 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.