Stephen Barry

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ClearBank Limited (no longer approved here)
FRN 754568
- SMF16 Compliance Oversight (27 Mar 2017 to 10 Nov 2017)
- SMF4 Chief Risk (27 Mar 2017 to 10 Nov 2017)
- SMF17 Money Laundering Reporting Officer (MLRO) (27 Mar 2017 to 10 Nov 2017)
Aldermore Bank Plc (no longer approved here)
FRN 204503
- SMF16 Compliance Oversight (7 Mar 2016 to 3 Jun 2016)
- SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 3 Jun 2016)
- SMF4 Chief Risk (7 Mar 2016 to 3 Jun 2016)
- CF10 Compliance Oversight (8 Sep 2015 to 6 Mar 2016)
- CF11 Money Laundering Reporting (8 Sep 2015 to 6 Mar 2016)
- CF1 Director (11 Aug 2009 to 6 Mar 2016)
- CF28 Systems and controls (11 Aug 2009 to 6 Mar 2016)
- CF29 Significant management (11 Aug 2009 to 6 Mar 2016)
N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)
FRN 124451
- CF21 Investment Adviser (1 Dec 2001 to 18 Jan 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.