Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Futura Wealth Management Ltd
FRN 515272
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- 9A. Advising on P2P agreements
- [FCA CF] Functions requiring qualifications (since 26 Feb 2021)
- [FCA CF] Client dealing (since 26 Feb 2021)
- SMF16 Compliance Oversight (9 Dec 2019 to 1 Sep 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Sep 2023)
- SMF3 Executive Director (9 Dec 2019 to 1 Sep 2023)
- Responsible for Insurance Distribution (1 Oct 2018 to 1 Sep 2023)
- Responsibility for MCD Intermediation (21 Mar 2016 to 1 Sep 2023)
- CF10 Compliance Oversight (1 Apr 2010 to 8 Dec 2019)
- CF30 Customer (1 Apr 2010 to 8 Dec 2019)
- Responsible for Insurance Mediation (1 Apr 2010 to 30 Sep 2018)
- CF1 Director (1 Apr 2010 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 Apr 2010 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.