Stephen Bacic

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 18 Apr 2024)
    • [FCA CF] Client dealing (since 18 Apr 2024)
  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Apr 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 18 Apr 2024)
    • CF30 Customer (20 May 2013 to 8 Dec 2019)
  • Mike Oliver Associates (3156) (no longer approved here)

    FRN 206478

    • (2)Employed By (7 Jun 2010 to 30 May 2013)
  • Hoare Jacques (no longer approved here)

    FRN 154367

    • Employed By (6 Jan 2006 to 11 Dec 2008)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (15 Jan 2004 to 25 Nov 2005)
    • CF22 Investment Adviser (Trainee) (4 Nov 2002 to 15 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.