Stephen Arthur Guichard

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Bentley Grove Financial Solutions LLP (no longer approved here)
FRN 514387
- [FCA CF] Functions requiring qualifications (6 Jan 2020 to 30 Nov 2022)
- [FCA CF] Client dealing (6 Jan 2020 to 30 Nov 2022)
- CF30 Customer (7 Mar 2012 to 8 Dec 2019)
Chase de Vere Independent Financial Advisers limited (no longer approved here)
FRN 137914
- CF30 Customer (17 Oct 2011 to 2 Mar 2012)
Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF30 Customer (1 Nov 2007 to 21 Oct 2011)
- CF21 Investment Adviser (15 Dec 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (30 Jun 2005 to 15 Dec 2005)
WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 134753
- CF21 Investment Adviser (1 Dec 2001 to 23 Aug 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.