Stephen Anthony Valvona

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

MetLife Investment Management Limited
FRN 623761
- [FCA CF] Client dealing (since 16 Nov 2021)
Lloyds Bank Corporate Markets Plc (no longer approved here)
FRN 763256
- [FCA CF] Manager of certification employee (1 Aug 2017 to 31 Jan 2021)
- [FCA CF] Client dealing (1 Aug 2017 to 14 Nov 2021)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF30 Customer (23 Jul 2013 to 6 Mar 2016)
Bank of Scotland plc (no longer approved here)
FRN 169628
- CF30 Customer (23 Jul 2013 to 6 Mar 2016)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF30 Customer (1 Nov 2007 to 17 Apr 2013)
- CF21 Investment Adviser (5 Jun 2006 to 31 Oct 2007)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF21 Investment Adviser (28 Jan 2005 to 28 Apr 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.