Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Cole Financial Associates Limited
FRN 778962
- Employed By (since 24 Oct 2025)
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 1 Nov 2007)
- CF1 Director (AR) (22 Oct 2008 to 4 Nov 2025)
- CF21 Investment Adviser (16 Oct 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (8 Mar 2006 to 16 Oct 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.