Stephen Anthony Dry

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 22 Jul 2024)
    • CF30 Customer (1 Nov 2007 to 22 Jul 2024)
    • CF21 Investment Adviser (30 Aug 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 May 2006 to 30 Aug 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (28 Aug 2002 to 25 Apr 2006)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

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