Stephen Anthony Comley

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cranbourne Financial Limited

    FRN 803413

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 17 Nov 2020)
    • [FCA CF] Functions requiring qualifications (since 17 Nov 2020)
    • CF30 Customer (1 Jun 2018 to 8 Dec 2019)
  • Cranbourne Financial (1198) (no longer approved here)

    FRN 161444

    • Employed By (16 Apr 2004 to 15 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.