Stephen Andrew Trickett

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scottsdale IFA LLP

    FRN 577082

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
    • CF30 Customer (16 Jul 2012 to 8 Dec 2019)
    • CF4 Partner (16 Jul 2012 to 8 Dec 2019)
  • Scottsdale IFA (K496) (no longer approved here)

    FRN 206132

    • (4)Employed By (27 Jan 2003 to 10 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

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