Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 May 2025)
    • [FCA CF] Client dealing (since 1 May 2025)
  • Mortgage Advice Bureau (Derby) Limited (no longer approved here)

    FRN 466154

    • Appointed representative dealing with clients for which they require qualification (29 Jan 2025 to 5 May 2025)
  • HL Partnership Limited (no longer approved here)

    FRN 303397

    • Appointed representative dealing with clients for which they require qualification (29 Dec 2023 to 24 Jan 2025)
  • HUB Financial Solutions Limited (no longer approved here)

    FRN 455713

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2023)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 18 Dec 2009)
    • CF21 Investment Adviser (1 Feb 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (13 Sep 2006 to 1 Feb 2007)
  • William Dixon & Associates Ltd (no longer approved here)

    FRN 216601

    • Employed By (30 Aug 2006 to 18 Dec 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.