Stephen Andrew Harwood-Gray

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • CF1 Director (AR) (since 3 Mar 2021)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 11 Apr 2017)
    • CF1 Director (AR) (11 Apr 2017 to 19 Sep 2017)
  • BWF Consultants Ltd

    FRN 499214

    • (1)Employed By (since 11 Apr 2017)
    • (1)Employed By (17 Apr 2009 to 2 Jul 2012)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF1 Director (AR) (31 Aug 2012 to 31 Mar 2017)
    • CF30 Customer (31 Aug 2012 to 31 Mar 2017)
  • Alexander Calder Financial Ltd (no longer approved here)

    FRN 407890

    • (34)Employed By (15 Jul 2005 to 5 Sep 2008)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Alexander Calder Financial Ltd

  2. controlled function added: (34)Employed By at Alexander Calder Financial Ltd

  3. controlled function removed: Employed By at BWF Consultants Ltd

  4. controlled function added: (1)Employed By at BWF Consultants Ltd