Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TP ICAP E&C Limited
FRN 146880
- [FCA CF] Client dealing (since 30 Jun 2020)
- CF30 Customer (12 Oct 2012 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF26 Customer Trading (27 Sep 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Feb 2002 to 10 Mar 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.