Stephen Andrew Auckland

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Equity Release Associates Limited (no longer approved here)
FRN 932793
- Director of firm who is not a certification employee or a SMF manager (6 Jan 2021 to 8 Sep 2023)
Age Partnership Limited (no longer approved here)
FRN 425432
- CF1 Director (AR) (14 Oct 2020 to 8 Sep 2023)
- SMF1 Chief Executive (8 Sep 2020 to 8 Sep 2023)
- SMF3 Executive Director (8 Sep 2020 to 8 Sep 2023)
- Responsibility for MCD Intermediation (8 Sep 2020 to 8 Sep 2023)
- Responsible for Insurance Distribution (8 Sep 2020 to 8 Sep 2023)
Age Lifetime Limited (no longer approved here)
FRN 681715
- Employed By (14 Oct 2020 to 8 Sep 2023)
Age Partnership Wealth Management Limited (no longer approved here)
FRN 670493
- Responsible for Insurance Distribution (8 Sep 2020 to 9 Feb 2024)
- SMF1 Chief Executive (8 Sep 2020 to 9 Feb 2024)
- SMF3 Executive Director (8 Sep 2020 to 9 Feb 2024)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.