Stephen Alexander Thorpe

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc

    FRN 765112

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 27 Apr 2022)
    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 16 Nov 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (7 Jul 2016 to 1 Jul 2018)
    • CF30 Customer (21 May 2014 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (14 Jul 2010 to 28 Feb 2012)

Recent activity

Updates to this individual's record on the FCA register.

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