Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 May 2022)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 May 2022)
- CF1 Director (AR) (28 Jan 2008 to 26 Nov 2021)
- CF30 Customer (1 Nov 2007 to 26 Nov 2021)
- CF24 Pension Transfer Specialist (27 Jul 2007 to 31 Oct 2007)
- CF21 Investment Adviser (26 May 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (31 Aug 2005 to 26 May 2006)
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- (7)Employed By (10 Nov 2010 to 5 Apr 2016)
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- (7)Employed By (31 Aug 2005 to 3 Feb 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.