Stephen Alan Higgins

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 6 Apr 2016)
  • Quilter Financial Advisers Ltd

    FRN 452529

    • (373)Employed By (since 5 Jul 2018)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 12 Jan 2012)
    • CF22 Investment Adviser (Trainee) (23 Jan 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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