Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2024)
    • [FCA CF] Client dealing (since 1 Jul 2024)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • CF1 Director (AR) (since 29 Nov 2023)
    • Appointed representative dealing with clients for which they require qualification (since 29 Nov 2023)
  • Keyko Ltd

    FRN 926318

    • (1)Employed By (since 12 Jun 2020)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (30 Jun 2020 to 3 Feb 2024)
    • CF30 Customer (12 Jun 2020 to 24 Sep 2021)
    • CF1 Director (AR) (12 Jun 2020 to 3 Feb 2024)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (22 May 2019 to 17 Apr 2020)
  • Rockstone Mortgage & Financial Advice Ltd (no longer approved here)

    FRN 827166

    • (1)Employed By (22 May 2019 to 17 Apr 2020)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Keyko Ltd

  2. controlled function added: (1)Employed By at Keyko Ltd