Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (8 Apr 2022 to 31 Oct 2023)
    • [FCA CF] Client dealing (3 Oct 2016 to 31 Oct 2023)
    • [FCA CF] Manager of certification employee (3 Oct 2016 to 9 Oct 2023)
    • CF30 Customer (1 Nov 2007 to 11 Jun 2008)
    • CF21 Investment Adviser (18 Mar 2004 to 31 Oct 2007)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (8 Apr 2022 to 31 Oct 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.