Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (10 Aug 2015 to 21 Jan 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (27 Sep 2012 to 13 Jan 2015)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 19 Jun 2012)
    • CF21 Investment Adviser (21 Dec 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (25 Feb 2005 to 21 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.