Stephanie Cynthia Maier

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GAM London Limited (no longer approved here)

    FRN 122330

    • [FCA CF] Manager of certification employee (24 Nov 2022 to 31 Aug 2024)
    • [FCA CF] Client dealing (6 May 2021 to 31 Aug 2024)
    • [FCA CF] Significant management (6 May 2021 to 31 Aug 2024)
  • GAM INTERNATIONAL MANAGEMENT LIMITED (no longer approved here)

    FRN 122331

    • [FCA CF] Manager of certification employee (24 Nov 2022 to 31 Aug 2024)
    • [FCA CF] Significant management (6 May 2021 to 31 Aug 2024)
    • [FCA CF] Client dealing (6 May 2021 to 31 Aug 2024)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • [FCA CF] Client dealing (8 Jul 2020 to 23 Oct 2020)

Recent activity

Updates to this individual's record on the FCA register.

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