Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 31 Jul 2024)
  • Roxborough Wealth Management Limited (no longer approved here)

    FRN 457305

    • (2)[FCA CF] Client dealing (2 Mar 2021 to 1 Sep 2024)
    • (3)[FCA CF] Functions requiring qualifications (2 Mar 2021 to 1 Sep 2024)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (2)[FCA CF] Client dealing at Roxborough Wealth Management Limited

  2. controlled function added: (3)[FCA CF] Functions requiring qualifications at Roxborough Wealth Management Limited