Stephanie Anne Sophie Dubray

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Material risk taker (20 Jul 2021 to 30 Apr 2024)
    • [PRA CF] Significant risk taker or Material risk taker (20 Jul 2021 to 30 Apr 2024)
    • [FCA CF] Manager of certification employee (18 Jun 2021 to 22 Feb 2024)
    • [FCA CF] Client dealing (7 Mar 2016 to 30 Apr 2024)
    • CF30 Customer (27 Jul 2015 to 6 Mar 2016)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Material risk taker (20 Jul 2021 to 30 Apr 2024)
    • [PRA CF] Significant risk taker or Material risk taker (20 Jul 2021 to 30 Apr 2024)
    • [FCA CF] Manager of certification employee (18 Jun 2021 to 22 Feb 2024)
    • [FCA CF] Client dealing (7 Mar 2016 to 30 Apr 2024)
    • CF30 Customer (27 Jul 2015 to 6 Mar 2016)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (2 Nov 2009 to 4 Mar 2015)
    • CF21 Investment Adviser (15 Dec 2004 to 4 Apr 2007)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 20 Mar 2008)
    • CF21 Investment Adviser (21 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.