Stephane Michel Carty

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JTC GAS UK LLP

    FRN 551769

    • CF1 Director (AR) (since 18 Aug 2022)
    • [FCA CF] Client dealing (1 Jun 2020 to 19 Feb 2026)
    • SMF27 Partner (9 Dec 2019 to 30 Sep 2025)
    • SMF1 Chief Executive (9 Dec 2019 to 9 Jan 2025)
    • CF11 Money Laundering Reporting (13 Sep 2011 to 14 Jul 2017)
    • CF10 Compliance Oversight (13 Sep 2011 to 26 May 2017)
    • CF3 Chief Executive (13 Sep 2011 to 8 Dec 2019)
    • CF30 Customer (13 Sep 2011 to 8 Dec 2019)
    • CF4 Partner (13 Sep 2011 to 8 Dec 2019)
  • Appital Limited

    FRN 817695

    • (2)Employed By (since 18 Aug 2022)
  • Providentia Capital LLP (no longer approved here)

    FRN 426749

    • CF30 Customer (27 May 2011 to 16 Sep 2011)
  • Wells Fargo Securities International Limited (no longer approved here)

    FRN 186745

    • CF30 Customer (1 Nov 2007 to 4 Apr 2009)
    • CF29 Significant management (1 Nov 2007 to 4 Apr 2009)
    • CF21 Investment Adviser (1 Mar 2006 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Mar 2006 to 31 Oct 2007)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (9 Dec 2002 to 25 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Appital Limited

  2. controlled function added: (2)Employed By at Appital Limited